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SEBI & Listed Company Advisory Services

Ensuring regulatory compliance and investor-focused governance

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SEBI & Listed Company Advisory Services

All You Need to Know About SEBI & Listed Company Compliance

Overview

SEBI & Listed Company Advisory Services support listed entities and entities proposing to list their securities in complying with the regulatory framework prescribed by SEBI.

A Company Secretary in Practice ensures timely disclosures, adherence to SEBI regulations, listing obligations and maintenance of transparent, investor-friendly governance practices.

Why SEBI & Listed Company Advisory is Important

Listed companies operate under continuous regulatory scrutiny and public accountability. Non-compliance may lead to serious regulatory and reputational consequences.

  • Prevent monetary penalties and adjudication proceedings
  • Avoid suspension of trading or regulatory restrictions
  • Protect reputation and investor confidence
  • Ensure accurate and timely stock exchange disclosures
  • Strengthen corporate governance practices

Why This Advisory is Required

SEBI regulations are comprehensive and disclosure-driven. Expert advisory ensures proactive compliance and structured governance.

  • Understanding continuous disclosure obligations
  • Ensuring timely and accurate stock exchange filings
  • Compliance with corporate governance norms
  • Managing insider trading restrictions
  • Structuring transactions involving listed securities

Who Can Avail Virtual Company Secretary Services

  • Listed companies on recognised stock exchanges
  • Companies in the process of listing their securities
  • Promoters and promoter groups of listed entities
  • Boards and senior management of listed companies
  • Companies facing regulatory scrutiny or compliance challenges

Key Areas of SEBI & Listed Company Advisory

SEBI LODR Compliance Advisory
Advisory on compliance with SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, guidance on periodic and event-based disclosures, Board and committee governance requirements, and support in preparation and review of stock exchange filings.
Corporate Governance Advisory for Listed Entities
Advisory on composition and functioning of the Board and committees, guidance on appointment and role of Independent Directors, governance reporting, and alignment of practices with SEBI (LODR) Regulations, 2015.
Insider Trading & Takeover Code Advisory
Advisory on compliance with SEBI (Prohibition of Insider Trading) Regulations, 2015 including drafting of Code of Conduct and Fair Disclosure, structured digital database compliance, trading window procedures, and guidance under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
Capital Market & Ongoing Regulatory Support
Advisory on preferential allotments, rights issues and other issuances by listed companies, compliance with pricing and disclosure norms, handling stock exchange notices, regulatory inspections, and strengthening internal compliance mechanisms.

Frequently Asked Questions (FAQs)

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